With the FCA’s recent thematic review of advisory firms’ research and due diligence processes for the products they recommend, together with the new capital framework for SIPP Operators, there is now an unprecedented level of attention on how our services are assessed and selected.
So that our introducers can have total confidence that the information we supply for due diligence is both balanced and appropriate for best practice, we engaged the respected financial services consultancy, the Lang Cat, to provide their expert view on due diligence within the specialist SIPP market.
The guide includes:
- The do’s and don’t’s of due diligence
- Adviser firm framework for due diligence – across five sections
- Suggested next steps in tailoring framework for your business.
Importantly, the guide offers the Lang Cat’s impartial verdict on @sipp’s standing against the due diligence assessment criteria.